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Kenneth Irl Rosenbaum

Focus Partners Wealth, LLC

St. Louis, MO

Clayton, MO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-01
  • MO RA
    APPROVED
    Since 2024-07-01

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

8182 Maryland Avenue Ste 500, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Strategic Wealth, Llc Clayton MO 11/2009 Present
Bam Management, Llc Clayton MO 10/2021 06/2024
The Colony Group, Llc Boston MA 07/2024 Present
  • 11/2009 → Present
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 10/2021 → 06/2024
    Bam Management, Llc
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2009-11-20 → 2024-07-01
    Buckingham Strategic Wealth, Llc
    St Louis, MO
  • 1998-10-13 → 2009-12-02
    Ubs Financial Services Inc.
    Chesterfield, MO
    Chesterfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-16
S63 Uniform Securities Agent State Law Examination 1996-11-04
  • S65 Uniform Investment Adviser Law Examination
    1997-12-16
  • S63 Uniform Securities Agent State Law Examination
    1996-11-04
Other Names
  • Ken Rosenbaum
  • Kenneth Irl Rosenbaum
  • Kenneth Irl Rosenbaum
  • Kenneth Ira Rosenbaum

View on SEC IAPD

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