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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
Branch Locations
7501 Wiles Road Suite 206, Coral Springs, FL 33067 • United States
Venice, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 11/2014 | 03/2019 |
| Woodbury Financial Services, Inc. | Coral Springs | FL | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Coral Springs | FL | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Coral Springs | FL | 01/2024 | Present |
1) ROYAL PALM FINANCIALPOSITION: Agent NATURE: At times, will use the "Royal Palm Financial" for life business. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/25/2009ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Get clients insurance quotes for term or indexed life insurance when needed. 2) ROYAL PALM FINANCIAL POSITION: Broker NATURE: Life Insurance business from time to time INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2009 ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Just getting a few people life insurance, helping process the applications 3) ROYAL PALM FINANCIAL POSITION: Advisor NATURE: Life insurance and fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2010 ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Providing Life insurance and in some cases recommending and doing paperwork for fixed annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-14 |
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