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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-01-19

Branch Locations

7501 Wiles Road Suite 206, Coral Springs, FL 33067 • United States

Venice, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 11/2014 03/2019
Woodbury Financial Services, Inc. Coral Springs FL 03/2019 Present
Woodbury Financial Services, Inc. Coral Springs FL 03/2019 01/2024
Osaic Wealth, Inc. Coral Springs FL 01/2024 Present
  • 11/2014 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Coral Springs, FL
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Coral Springs, FL
  • 01/2024 → Present
    Coral Springs, FL
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Coral Springs, FL
    Coral Springs, FL
    Cooper City, FL
  • 2015-02-03 → 2019-03-01
    Questar Asset Management, Inc.
    Coral Springs, FL
    Minneapolis, MN
  • 2013-01-04 → 2014-11-26
    Woodbury Financial Services, Inc.
    Coral Springs, FL
    Boca Raton, FL
Other Businesses

1) ROYAL PALM FINANCIALPOSITION: Agent NATURE: At times, will use the "Royal Palm Financial" for life business. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/25/2009ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Get clients insurance quotes for term or indexed life insurance when needed. 2) ROYAL PALM FINANCIAL POSITION: Broker NATURE: Life Insurance business from time to time INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2009 ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Just getting a few people life insurance, helping process the applications 3) ROYAL PALM FINANCIAL POSITION: Advisor NATURE: Life insurance and fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2010 ADDRESS: 7501 Wiles Road, Suite 206, Coral Springs FL 33067, United States DESCRIPTION: Providing Life insurance and in some cases recommending and doing paperwork for fixed annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-26
S63 Uniform Securities Agent State Law Examination 1996-11-14
  • S66 Uniform Combined State Law Examination
    2012-09-26
  • S63 Uniform Securities Agent State Law Examination
    1996-11-14

View on SEC IAPD

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