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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-19 |
| TX | RA | APPROVED | 2024-11-07 |
Branch Locations
75 Isham Rd Suite 310, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gyl Financial Synergies, Llc | West Hartford | CT | 08/2016 | Present |
| The Colony Group, Llc | Boston | MA | 11/2024 | Present |
1) Herut LLC; Non-investment related; 220 S 6TH ST STE 300, MINNEAPOLIS, MN 55402; Managing Member; Start date 4/1/2021; 1 hour/month, none during trading hours; duties include control day to day activity (write checks, authorize pymts, investments, etc.) 2) Jadyley LLC; Non-investment related; 220 S 6TH ST STE 300, MINNEAPOLIS, MN 55402; Managing Member; Start date 4/1/2021; 1 hour/month, none during trading hours; duties include control day to day activity (write checks, authorize pymts, investments, etc.) 3) Rolling River LLC; Non-investment related; 220 S 6TH ST STE 300, MINNEAPOLIS, MN 55402; Managing Member; Start date 4/1/2021; 1 hour/month, none during trading hours; duties include control day to day activity (write checks, authorize pymts, investments, etc.) 4) Unicorn Holding LLC; Non-investment related; 1861 SANTA BARBARA DR, LANCASTER, PA 17601; Managing Member; Start date 4/1/2021; 1 hour/month, none during trading hours; duties include control day to day activity (write checks, authorize pymts, investments, etc.)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-21 |
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