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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-05 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Mesa | AZ | 06/2017 | 10/2018 |
| World Financial Group, Inc. | Mesa | AZ | 05/2016 | 10/2018 |
| Centurylink | Phoenix | AZ | 02/2016 | 07/2018 |
| Bank Of America Merrill | Chandler | AZ | 11/2018 | 07/2022 |
| J.P. Morgan Securities, Llc | Tempe | AZ | 07/2022 | 03/2025 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 07/2022 | 03/2025 |
| Unemployed | Tempe | AZ | 03/2025 | 07/2025 |
| Lpl Enterprise Llc | Phoenix | AZ | 08/2025 | Present |
1. 07/30/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Tempe, AZ - Start Date 07/25/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 07/30/2025 - Robert Plowman - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Tempe, AZ - Start Date 07/25/2025 - 160hrs/MTH 160hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-31 |
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