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Current Employers
Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-28
PA RA APPROVED 2011-11-15
  • FL RA
    APPROVED
    Since 2019-03-28
  • PA RA
    APPROVED
    Since 2011-11-15

Branch Locations

125 South 4Th Street, Norfolk, NE 68701 • United States

Fort Lauderdale, FL • United States

Easton, PA • United States

9900 W Sample Rd Suite 315, Coral Springs, FL 33065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jay Malik Tax Corp Easton PA 10/2006 Present
Weatlh Management, Llc Norfolk NE 10/2011 Present
Doctors Finance Llc Easton PA 01/2010 Present
  • 10/2006 → Present
    Jay Malik Tax Corp
    Easton, PA
  • 10/2011 → Present
    Weatlh Management, Llc
    Norfolk, NE
  • 01/2010 → Present
    Doctors Finance Llc
    Easton, PA
Other Businesses

Doctors Finance LLC - not investment related - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025 - Accounting and Consulting Firm - Owner - 2010 - Approx. 40 hours monthly/Approx. 40 hours monthly during securities trading hours - accounting work for clients such as bookkeeping, payroll and taxes. Insurance Agent - not investment related - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025- Fixed insurance sales - independent insurance agent - Approx. 2 hours monthly/Approx. 2 hours during securities trading hours monthly - sales of fixed insurance. Jay Malik Tax Corp - not investment related - corp - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025 - Income Tax Preparation - President - 2006 - Approx. 5 hours monthly/Approx. 5 hours monthly during securities trading hours - preparing tax returns. Grace Aspel LLC - not investment related - llc - 5300 NE 24th Ter Apt 328 Fort Lauderdale, FL 33308 - Real Estate - Member - 2020 - Approx. 1 hours monthly/Approx. 0 hours monthly during securities trading hours - real estate investments Zachary Malik Properties LLC - not investment related - llc - 5300 NE 24th Ter Apt 328 Fort Lauderdale, FL 33308 - Real Estate - Member - 2020 - Approx. 1 hours monthly/Approx. 0 hours monthly during securities trading hours - real estate investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01
Other Names
  • Jay Malik
  • Javed Akhtar Malik
  • Javed Akhtar Malik
  • Jay Akhtar Malik

View on SEC IAPD

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