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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-03-28 |
| PA | RA | APPROVED | 2011-11-15 |
Branch Locations
125 South 4Th Street, Norfolk, NE 68701 • United States
Fort Lauderdale, FL • United States
Easton, PA • United States
9900 W Sample Rd Suite 315, Coral Springs, FL 33065 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jay Malik Tax Corp | Easton | PA | 10/2006 | Present |
| Weatlh Management, Llc | Norfolk | NE | 10/2011 | Present |
| Doctors Finance Llc | Easton | PA | 01/2010 | Present |
Doctors Finance LLC - not investment related - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025 - Accounting and Consulting Firm - Owner - 2010 - Approx. 40 hours monthly/Approx. 40 hours monthly during securities trading hours - accounting work for clients such as bookkeeping, payroll and taxes. Insurance Agent - not investment related - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025- Fixed insurance sales - independent insurance agent - Approx. 2 hours monthly/Approx. 2 hours during securities trading hours monthly - sales of fixed insurance. Jay Malik Tax Corp - not investment related - corp - 11820 Miramar Pkwy Suite 217, Miramar, FL 33025 - Income Tax Preparation - President - 2006 - Approx. 5 hours monthly/Approx. 5 hours monthly during securities trading hours - preparing tax returns. Grace Aspel LLC - not investment related - llc - 5300 NE 24th Ter Apt 328 Fort Lauderdale, FL 33308 - Real Estate - Member - 2020 - Approx. 1 hours monthly/Approx. 0 hours monthly during securities trading hours - real estate investments Zachary Malik Properties LLC - not investment related - llc - 5300 NE 24th Ter Apt 328 Fort Lauderdale, FL 33308 - Real Estate - Member - 2020 - Approx. 1 hours monthly/Approx. 0 hours monthly during securities trading hours - real estate investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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