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Gerald Wallace Sanborn

Mml Investors Services, LLC

Kingston, NY

Kingston, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-16
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2024-04-16
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

115 Green Street, Kingston, NY 12401 • United States

Kingston, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Kingston NY 09/1996 03/2017
Mml Investors Services, Llc Kingston NY 03/2017 Present
Massmutual Life Insurance Co Kingston NY 07/2016 Present
  • 09/1996 → 03/2017
    Metlife Securities Inc.
    Kingston, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Kingston, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Kingston, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-15
  • S63 Uniform Securities Agent State Law Examination
    1996-11-15

View on SEC IAPD

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Other Investors

Cynthia Troeger
MARISSA INTERRANTE
FREDERICK PAUL WOODS
RICHARD DANIEL MARR
Christine Lynn Klee
SHAHEEN E SOLTANKHAH
Melanie Julia Hammond
KENNETH KIRK BEESMER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MORGAN STANLEY · Kingston, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Kingston, NY

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