Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2013-10-15
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2013-10-15

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Dix Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbury NY 09/2013 11/2016
Wells Fargo Clearing Services, Llc Woodbury NY 11/2016 Present
Other Businesses

RENTAL PROPERTY, INV RELATED, HUNTINGTON, NY, 100% OWNERSHIP, START 1/1/1996, 10 HRS PER MO/0 DURING TRADING, LANDLORD, COLLECT RENT, MAINTAIN PROPERTY. 12 WASHINGTON AVE LLC, INV RELATED, WYANDANCH, NY, 100% OWNERSHIP, START 10/20/2015, 8 HOURS PER MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTY. 26 COMMONWEALTH DRIVE LLC, INV RELATED, WYANDANCH, NY, 100% OWNERSHIP, START 10/20/2015, 8 HOURS PER MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTY. TRUSTEE FOR PARENTS, INV RELATED, DIX HILLS, NY, START 9/2016, 1 HR/MO, 0 DURING TRADING.; 2240 MARLENE LANE LLC, NOT INV RELATED, DIX HILLS, NY, TRUSTEE OF TRUST THAT OWNS THE LLC, RENTAL PROPERTY, START 9/2017, 5 HRS/MO, 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 2/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, DANIELLE ISLAND, SC, START 1/20/2020, 1 HR/MONTH, 0 HRS DURING TRADING. CO-TRUSTEE FOR PARENTS, INV RELATED, DIX HILLS, NY, START 3/13/2020, 1 HR/MONTH, 0 HRS DURING TRADING. 2020 TOTAL VISION LLC, INV RELATED, MELVILLE, NY, 100% OWNERSHIP WITH SPOUSE, START 9/30/2020, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-23
S63 Uniform Securities Agent State Law Examination 1996-12-16
  • S65 Uniform Investment Adviser Law Examination
    1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-12-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woodbury, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor