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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2013-10-15 |
Branch Locations
88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States
Dix Hills, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HUNTINGTON, NY, 100% OWNERSHIP, START 1/1/1996, 10 HRS PER MO/0 DURING TRADING, LANDLORD, COLLECT RENT, MAINTAIN PROPERTY. 12 WASHINGTON AVE LLC, INV RELATED, WYANDANCH, NY, 100% OWNERSHIP, START 10/20/2015, 8 HOURS PER MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTY. 26 COMMONWEALTH DRIVE LLC, INV RELATED, WYANDANCH, NY, 100% OWNERSHIP, START 10/20/2015, 8 HOURS PER MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTY. TRUSTEE FOR PARENTS, INV RELATED, DIX HILLS, NY, START 9/2016, 1 HR/MO, 0 DURING TRADING.; 2240 MARLENE LANE LLC, NOT INV RELATED, DIX HILLS, NY, TRUSTEE OF TRUST THAT OWNS THE LLC, RENTAL PROPERTY, START 9/2017, 5 HRS/MO, 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 2/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, DANIELLE ISLAND, SC, START 1/20/2020, 1 HR/MONTH, 0 HRS DURING TRADING. CO-TRUSTEE FOR PARENTS, INV RELATED, DIX HILLS, NY, START 3/13/2020, 1 HR/MONTH, 0 HRS DURING TRADING. 2020 TOTAL VISION LLC, INV RELATED, MELVILLE, NY, 100% OWNERSHIP WITH SPOUSE, START 9/30/2020, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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