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Carma Wentzlaff

Morgan Stanley

Winston-Salem, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-21
TX RA APPROVED 2024-06-20
  • NC RA
    APPROVED
    Since 2024-06-21
  • TX RA
    APPROVED
    Since 2024-06-20

Branch Locations

100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 06/2004 08/2021
J.P. Morgan Securities Llc Jacksonville FL 09/2021 09/2022
Jp Morgan Chase Bank, N.A. Jacksonville FL 09/2021 09/2022
Bank Of America Corporation Denver CO 06/2004 08/2021
Ubs Financial Services Inc Jacksonville FL 09/2022 05/2024
Morgan Stanley Winston-Salem NC 05/2024 Present
Previous Registrations
  • 2022-09-20 → 2024-05-29
    Ubs Financial Services Inc.
    Gainsville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Melbourne, FL
    Winter Haven, FL
  • 2021-11-10 → 2022-10-13
    J.P. Morgan Securities Llc
    Jacksonville, FL
    Saint Augustine, FL
    Jacksonville, FL
    Neptune Beach, FL
    Gainsville, FL
    Ocala, FL
    St Augustine, FL
    Palm Coast, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Orlando, FL
    Tallahassee, FL
    Savannah, GA
    Jacksonville, FL
    Jacksonville, FL
    Savannah, GA
    Jacksonville, FL
    Gainesville, FL
    Orlando, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Ocala, FL
    Jacksonville, FL
    Ocala, FL
    Tallahassee, FL
    Jacksonville, FL
    Jacksonville, FL
    Orange Park, FL
    Savannah, GA
    Ocala, FL
    Ponte Vedra Beach, FL
    Ponte Vedra, FL
    Fleming Island, FL
    Saint Johns, FL
    St Johns, FL
    Ocala, FL
    Gainesville, FL
    Gainesville, FL
    Jacksonville, FL
    Gainesville, FL
  • 2004-06-17 → 2021-08-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Clayton, MO
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Chicago, IL
    Indianapolis, IN
    Clayton, MO
    New York, NY
    Saint Augustine, FL
    Jacksonville, FL
    New York, NY
    New York, NY
    Saint Augustine, FL
    Denver, CO
    St Augustine, FL
  • 2003-08-19 → 2004-06-16
    Ubs Financial Services Inc.
    Naples, FL
  • 2003-04-23 → 2003-08-12
    Amsouth Investment Services, Inc.
    Naples, FL
  • 2001-08-22 → 2003-03-26
    Ubs Financial Services Inc.
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-19
  • S66 Uniform Combined State Law Examination
    2002-06-19
Other Names
  • Carma Magdalene Mcleod
  • Carma Magdalene Vitale
  • Carma Magdalene Mcleod
  • Carma Magdalene Wentzlaff

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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