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138 S 1St Street Suite 101, Lindenhurst, NY 11757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-30 |
| NY | RA | APPROVED | 2021-08-09 |
Branch Locations
138 S 1St Street Suite 101, Lindenhurst, NY 11757 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Melville | NY | 05/1994 | Present |
| Fidelity Brokerage Services, Inc. | Melville | NY | 05/1994 | Present |
| R. Seeger Wealth Management, Ltd | Lindenhurst | NY | 01/2010 | Present |
| R. Seeger Wealth Management, Ltd | Lindenhurst | NY | 01/2010 | Present |
Name of outside business: Richard Seeger, no business name, annual Trustee payment of about $30,000; Location of the business: 7 BARBARA CIR MASSAPEQUA NY 11758-3518 United States; Description of the business: I serve as Trustee on several accounts (3-4), within the same family.; Position Title: Trustee; Responsibilities Duties: Assisting with 3-4 individual Trust accounts, paying taxes, maintaining property, coordinating meetings with attorneys, assisting beneficiaries as best I can.; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 7;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-12 |
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