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Current Employers
R. Seeger Wealth Management, Ltd

138 S 1St Street Suite 101, Lindenhurst, NY 11757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-30
NY RA APPROVED 2021-08-09
  • TX RA
    APPROVED
    Since 2022-11-30
  • NY RA
    APPROVED
    Since 2021-08-09

Branch Locations

138 S 1St Street Suite 101, Lindenhurst, NY 11757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Melville NY 05/1994 Present
Fidelity Brokerage Services, Inc. Melville NY 05/1994 Present
R. Seeger Wealth Management, Ltd Lindenhurst NY 01/2010 Present
R. Seeger Wealth Management, Ltd Lindenhurst NY 01/2010 Present
Other Businesses

Name of outside business: Richard Seeger, no business name, annual Trustee payment of about $30,000; Location of the business: 7 BARBARA CIR MASSAPEQUA NY 11758-3518 United States; Description of the business: I serve as Trustee on several accounts (3-4), within the same family.; Position Title: Trustee; Responsibilities Duties: Assisting with 3-4 individual Trust accounts, paying taxes, maintaining property, coordinating meetings with attorneys, assisting beneficiaries as best I can.; Start date with business: 2023-10-01; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 7;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-27
S63 Uniform Securities Agent State Law Examination 1997-02-12
  • S66 Uniform Combined State Law Examination
    2005-12-27
  • S63 Uniform Securities Agent State Law Examination
    1997-02-12
Designations
Other Names
  • Richard Thomas Seeger

View on SEC IAPD

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