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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-03
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2020-08-07
  • TX RA
    APPROVED
    Since 2024-07-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2020-08-07

Branch Locations

324 S Wellwood Ave, Lindenhurst, NY 11757-4905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 10/2009 08/2020
Ameriprise Financial Services, Llc Lake Success NY 08/2020 Present
Previous Registrations
  • 2009-11-30 → 2020-08-10
    St Louis, MO
    Fresh Meadows, NY
Other Businesses

Independent Insurance Brokering; American General/US Life; 11/11/2021; Term Life / Voya/Reliastar; 06/03/2022; / Americo; 06/27/2024; Fixed Annuity / North American; 07/12/2024; Universal Life. Business Ownership; 324 S Wellwood LLC; Co-owner; Real Estate; 324 S Wellwood AVE, , Lindenhurst, NY, 11757; Not Investment-Related; 02/03/2025; 1 to 9 hours per month; 0 during trading hours / HIROAM, LLC; managing expenses and operation of business; this is a legal entity recommended by my accountant to manage my business; 324 south wellwood ave, , lindenhurst, NY, 11757; Not Investment-Related; 01/13/2022; 1 to 9 hours per month; 0 during trading hours / MRDRNG LLC; Co-owner; Manage Ameriprise Business; 324 South Wellwood Ave, , Lindenhurst , NY, 11757; Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / WWFG TAX LLC; Co-owner; Tax Preparation; 324 South Wellwood Ave, , Lindehurst, NY, 11757; Not Investment-Related; 03/02/2026; 10 to 19 hours per month; 0 during trading hours. Outside Employment; WWFG TAX LLC; Co-owner; Tax Preparation; 324 South Wellwood Ave, , Lindenhurst, NY, 11757; Not Investment-Related; 03/02/2026; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-25
  • S66 Uniform Combined State Law Examination
    2009-11-25
Designations
Other Names
  • Robert Gargiulo

View on SEC IAPD

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