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210 New Hackensack Road, Wappingers Falls, NY 12590 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-09 |
| CT | RA | APPROVED | 2016-05-26 |
Branch Locations
210 New Hackensack Road, Wappingers Falls, NY 12590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quint Wealth Management, Inc. | Poughkeepsie | NY | 09/2013 | Present |
| Quint Investments And Insurance | Poughkeepsie | NY | 09/2013 | Present |
1) May conduct college financial planning for College Planning 101, Inc. and be compensated $100 per hour by College Planning 101, Inc.- have not been compensated as of yet for any of these services 2) Wayne R. Quint is President of Quint Risk Management, Inc. an Insurance Agency that practices life accident and health insurance. 3) Owner; 20 Forbus Street LLC; Investment Related: Yes; Location: 20 Forbus Street, Poughkeepsie, NY 12601; Description of the business: Rental Property; Responsibilities Duties: Property Management; Start date with business: 2020-03-16; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 3;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-09 |
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