Wayne Richard Quint

Employer firm

Quint Investments And Insurance CRD 168463

$110M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Quint Wealth Management, Inc.
  Poughkeepsie, NY
• 09/2013 → Present
  Quint Investments And Insurance
  Poughkeepsie, NY

Previous Registrations

• 2013-06-19 → 2013-09-30
  Financial Services Center Asset Management Inc.
  Red Hook, NY

Other Businesses

1) May conduct college financial planning for College Planning 101, Inc. and be compensated $100 per hour by College Planning 101, Inc.- have not been compensated as of yet for any of these services 2) Wayne R. Quint is President of Quint Risk Management, Inc. an Insurance Agency that practices life accident and health insurance. 3) Owner; 20 Forbus Street LLC; Investment Related: Yes; Location: 20 Forbus Street, Poughkeepsie, NY 12601; Description of the business: Rental Property; Responsibilities Duties: Property Management; Start date with business: 2020-03-16; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 3;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-12
• S63 Uniform Securities Agent State Law Examination
  2000-12-09

Designations

• Certified Financial Planner