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Current Employers
Quint Investments And Insurance

210 New Hackensack Road, Wappingers Falls, NY 12590 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-09
CT RA APPROVED 2016-05-26
  • NY RA
    APPROVED
    Since 2021-08-09
  • CT RA
    APPROVED
    Since 2016-05-26

Branch Locations

210 New Hackensack Road, Wappingers Falls, NY 12590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quint Wealth Management, Inc. Poughkeepsie NY 09/2013 Present
Quint Investments And Insurance Poughkeepsie NY 09/2013 Present
Previous Registrations
  • 2013-06-19 → 2013-09-30
    Financial Services Center Asset Management Inc.
    Red Hook, NY
Other Businesses

1) May conduct college financial planning for College Planning 101, Inc. and be compensated $100 per hour by College Planning 101, Inc.- have not been compensated as of yet for any of these services 2) Wayne R. Quint is President of Quint Risk Management, Inc. an Insurance Agency that practices life accident and health insurance. 3) Owner; 20 Forbus Street LLC; Investment Related: Yes; Location: 20 Forbus Street, Poughkeepsie, NY 12601; Description of the business: Rental Property; Responsibilities Duties: Property Management; Start date with business: 2020-03-16; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 3;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-12
S63 Uniform Securities Agent State Law Examination 2000-12-09
  • S65 Uniform Investment Adviser Law Examination
    2006-06-12
  • S63 Uniform Securities Agent State Law Examination
    2000-12-09
Designations

View on SEC IAPD

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