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1036 Lansing Dr Suite 102, Mt Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2020-11-30 |
Branch Locations
1036 Lansing Dr Suite 102, Mt Pleasant, SC 29464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Mount Pleasant | SC | 02/2013 | Present |
| Carroll Investors, Inc. | Mt Pleasant | SC | 09/2020 | Present |
RAYMOND JAMES & ASSOCIATE, INC.;INVESTMENT RELATED; REGISTERED ASSOCIATE; START 2/2013; XX HRS PER MONTH AND XX HRS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-31 |
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