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Kevin Dwayne Smithwick

Osaic Wealth, Inc.

Rockledge, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-15
TX RA APPROVED_RES 2023-12-06
FL RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2024-10-15
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

3188 Suntree Boulevard, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Melbourne FL 01/2011 11/2018
Osaic Wealth, Inc. Melbourne FL 11/2018 Present
  • 01/2011 → 11/2018
    Jhfn Sii
    Melbourne, FL
  • 11/2018 → Present
    Melbourne, FL
Previous Registrations
  • 2014-10-16 → 2018-11-02
    Signator Investors, Inc.
    Melbourne, FL
    Tampa, FL
Other Businesses

1. FORESIGHT WEALTH SOLUTIONS POSITION: agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/18/2011 ADDRESS: 3188 Suntree Blvd, Melbourne FL 32955, United States DESCRIPTION: Sales and marketing of fixed annuities and non variable insurance. 2. FORESIGHT WEALTH SOLUTIONS POSITION: I conduct investment and insurance under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 12/01/2014 ADDRESS: 3188 Suntree Blvd, Rockledge FL 32955, United States DESCRIPTION: Sales and marketing of securities, Investment advisory and Insurance products. 3. GRAND LODGE OF FREE AND ACCEPTED MASONS OF FL POSITION: Board Member NATURE: Non Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/26/2018 ADDRESS: 220 N Olean St, Jacksonville FL 32202, United States DESCRIPTION: Endowment and investment committee, oversee for recommendation to corporate board. 4. IMPERIAL SHRINE POSITION: Member of the Board of Governors, Shriners Healthcare for Children, Florida NATURE: Corporation Member of the Board of Governors, Shriners Healthcare for Children, Florida INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2900 N Rocky Point Drive, Tampa FL 33607, United States DESCRIPTION: Member of the Board of Governors, Shriners Healthcare for Children, Florida Board member making decisions for our Florida patients and affiliations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-03
S63 Uniform Securities Agent State Law Examination 2012-04-20
  • S65 Uniform Investment Adviser Law Examination
    2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2012-04-20

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