Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-06 |
Branch Locations
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
Coto De Caza, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 09/2014 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 09/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
Reach out to this advisor