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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-01-27 |
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1996-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Northbrook | IL | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/1996 | Present |
| Merrill Lynch, Pierce Fenner & Smith, In | Northbrook | IL | 09/1996 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GLEANING FIELDS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1106 WASHINGTON STREET, GLENVIEW, ILLINOIS 60025 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 10/10/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GLEANING FIELDS LLC WILL BECOME THE OWNER OF THE "VEGGIE MIX". I WILL BE ONE OF TWO MEMBERS OF GLEANING FIELDS LLC, EACH MEMBER OWNS 50%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-19 |
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