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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-01-12
  • IA RA
    APPROVED
    Since 2005-01-12

Branch Locations

406 W. Burlington, Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Co Cedar Rapids IA 09/1996 Present
Nylife Securities Inc. Cedar Rapids IA 09/1996 Present
Huff Financial Group Fairfield IA 08/2006 Present
Eagle Strategies Llc Cedar Rapids IA 01/2005 Present
  • 09/1996 → Present
    New York Life Ins Co
    Cedar Rapids, IA
  • 09/1996 → Present
    Nylife Securities Inc.
    Cedar Rapids, IA
  • 08/2006 → Present
    Huff Financial Group
    Fairfield, IA
  • 01/2005 → Present
    Cedar Rapids, IA
Other Businesses

[OPERATING UNDER THE DBA NAME OF HUFF FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 08/2006] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through GA BRANCA-RAMPART AGENCY, INC; INVESTMENT RELATED; INSURANCE BROKER; START DATE 1/2010]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-17
S63 Uniform Securities Agent State Law Examination 1996-10-17
  • S65 Uniform Investment Adviser Law Examination
    2004-12-17
  • S63 Uniform Securities Agent State Law Examination
    1996-10-17

View on SEC IAPD

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