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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2005-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Cedar Rapids | IA | 09/1996 | Present |
| Nylife Securities Inc. | Cedar Rapids | IA | 09/1996 | Present |
| Huff Financial Group | Fairfield | IA | 08/2006 | Present |
| Eagle Strategies Llc | Cedar Rapids | IA | 01/2005 | Present |
[OPERATING UNDER THE DBA NAME OF HUFF FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE: 08/2006] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through GA BRANCA-RAMPART AGENCY, INC; INVESTMENT RELATED; INSURANCE BROKER; START DATE 1/2010]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
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