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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-10-05
  • FL RA
    APPROVED
    Since 2007-10-05

Branch Locations

800 N Magnolia Ave Ste 1401, Orlando, FL 32803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Palm Beach Gardens FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Palm Beach Gardens FL 11/2016 Present
Previous Registrations
Other Businesses

SOUL'S COMPASS; NOT INV RELATED; LAKE WORTH, FL; 50% OWNERSHIP; START 2/14/2016; 15 HOURS PER MONTH, 0 DURING TRADING; GUIDED IMAGERY/MEDITATION TEACHER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
  • S66 Uniform Combined State Law Examination
    2007-01-08
Other Names
  • Colleen Michelle Galloway

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orlando, FL

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