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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-07-23 |
| TX | RA | APPROVED | 2024-07-22 |
Branch Locations
2000A Southbridge Pkwy Ste 430, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 08/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 03/2020 | 07/2024 |
| Lpl Financial Llc | Birmingham | AL | 07/2024 | Present |
1- 07/2024 / Edgewood Station LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / start 10/01/2017 2- 07/2024 / Michael Sheehan - Musician / Other / Non Investment Related / 6 hrs mnth / 2 hrs during trading / start 01/1/1995 3- 07/2024 / Lake Ridge Private Wealth, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-11 |
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