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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-09
GA RA APPROVED 2003-03-19
  • TX RA
    APPROVED_RES
    Since 2018-02-09
  • GA RA
    APPROVED
    Since 2003-03-19

Branch Locations

3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States

Lilburn, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Alpharetta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Alpharetta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2145 Huntington Drive, , Loganville, GA, 30052; Not Investment-Related; 10/01/2023. Business Ownership; Mackall, Cohen, & Associates LLC; ; Expense Management, Personal Services; 3655 Brookside Pkwy STE240Alpharetta GA 30022, ,; Not Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours / Juniper Sixth, LLC; ; office rental; 825 Juniper StreetAtlanta, Ga 30308, ,; ; ; 1 to 9 hours per month; / Scott Mackall; ; Payroll processing to pay AFA GDC based compensation.; 3655 Brookside Pkwy STE 240Alpharetta GA 30022, ,; Not Investment-Related; 07/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-27

View on SEC IAPD

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