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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-11
WA RA APPROVED 2002-04-05
  • TX RA
    APPROVED_RES
    Since 2012-07-11
  • WA RA
    APPROVED
    Since 2002-04-05

Branch Locations

12770 Gateway Drive, Tukwila, WA 98168 • United States

26710 Maple Valley Black Diamond Rd Se, Maple Valley, WA 98038 • United States

17307 Se 272Nd St #110, Covington, WA 98042 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Tukwila WA 04/2002 Present
Boeing Employee Credit Union Tukwila WA 04/2002 Present
  • 04/2002 → Present
    Linsco/Private Ledger
    Tukwila, WA
  • 04/2002 → Present
    Boeing Employee Credit Union
    Tukwila, WA
Previous Registrations
  • 2009-07-08 → 2011-03-31
    Financial Advocates Advisory Services
    Olympia, WA
Other Businesses

1. 07/22/04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BECU Investment Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-27
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S65 Uniform Investment Adviser Law Examination
    1996-11-27
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08
Other Names
  • Michael B Rackner

View on SEC IAPD

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