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1509 Mart Drive Suite B, Little Rock, AR 72202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-04-30 |
Branch Locations
1509 Mart Drive Suite B, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2012 | 11/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2013 | 11/2018 |
| Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc | Little Rock | AR | 10/2018 | 03/2023 |
| M.S. Howells & Co | Scottsdale | AZ | 11/2018 | Present |
| First Financial Services, Llc | Little Rock | AR | 03/2024 | Present |
1. MARCH 2024; FIRST FINANCIAL SERVICES, LLC, LITTLE ROCK, AR; INVESTMENT RELATED; RIA; RIA REPRESENTATIVE; MANAGE ASSETS; DEVOTE 160 HRS/MONTH, 130 HRS/MONTH DURING MARKET HOURS. 2. MAY 2012; REUNION ASSOCIATES, INC, LITTLE ROCK, AR; INVESTMENT RELATED; INSURANCE SALES; AGENT; DEVOTE 24 HRS/MONTH, 4 HRS/MONTH DURING MARKET HOURS. 3. APRIL 2018; KATHLEEN MAY ISSUE TRUST, DALLAS, TX; NON INVESTMENT RELATED; CO-TRUSTEE; 12 HRS/YEAR DURING NON MARKET HOURS. 4. APRIL 2018; SANDERS FARMS LLC, MANCHESTER, OK; NON INVESTMENT RELATED; MANAGER OF FARM OPERATION; DEVOTE 5 HR/MONTH DURING NON MARKET HOURS. 5. MAY 2007; SANDERS RIVER RESORT, LLC, LITTLE ROCK, AR; NON INVESTMENT RELATED; RENTAL PROPERTY; DEVOTE 5 HR/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-24 |
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