John David Pollock

Current Employers

Employment History

• 08/2001 → 10/2019
  Financial Gravity Tax
  Lakeway, TX
• 05/2007 → 08/2019
  Pollock Advisory Group, Inc.
  Allen, TX
• 05/2007 → 08/2019
  Financial Gravity Wealth
  Lakeway, TX
• 08/2019 → 09/2021
  Forta Financial Group, Inc.
  Lakeway, TX
• 08/2019 → Present
  Financial Gravity Asset Management, Inc.
  Lakeway, TX
• 08/2021 → Present
  Financial Gravity Family Office Services, Llc
  Lakeway, TX

Previous Registrations

• 2007-06-05 → 2023-12-01
  Financial Gravity Asset Management, Inc.
  Austin, TX
• 2019-08-22 → 2021-10-04
  Forta Financial Group, Inc.
  Allen, TX

Other Businesses

Financial Gravity Family Office Services, as an Investment Advisor Representative Inc. ("Advisor") and is also an owner of Financial Gravity Companies, Inc. ("FGCO"), the parent company of the Advisor and Financial Gravity Asset Management, Inc. and Financial Gravity Enhanced Markets, LLC. FGCO offers partner programs, tax planning, wealth and risk management, and business consulting solutions, as well as financial advisory services. FGCO serves customers in the United States. FGCO is the parent company of Financial Gravity Asset Management, Inc. ("FG Asset Management") a turnkey asset management program ("TAMP") that some clients of the Advisor will be referred to for management of the assets in the portfolio. This presents a conflict of interest. A conflict of interest exists because the owners of the Advisor are also the owners of FGCO. As such, he will receive compensation from both entities for the services provided to clients. In recommending an investment advisor to clients, the Investment Advisor Representatives of the Advisor will always act in the client's best interest under his fiduciary duty. John Pollock spends approximately 100+ hours/month as the CEO of Financial Gravity Enhanced Markets, LLC and 40+ hours/month as a Tax Master within the Tax Master Network helping to onboard new representatives and run tax plans. He is also a Board Member for Financial Gravity Companies, a publicly traded financial services company and spends approximately 10 hours/month on this activity. Financial Gravity Enhanced Markets, LLC, as an Independent Agent located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-11
• S63 Uniform Securities Agent State Law Examination
  1996-11-20