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Perry Patrick Menard

Ubs Financial Services Inc.

Tacoma, WA

Gig Harbor, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-01-06
TX RA APPROVED_RES 2009-08-26
WA RA APPROVED 2006-08-12
  • KS RA
    APPROVED
    Since 2023-01-06
  • TX RA
    APPROVED_RES
    Since 2009-08-26
  • WA RA
    APPROVED
    Since 2006-08-12

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

Gig Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tacoma WA 08/2006 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-26
S65 Uniform Investment Adviser Law Examination 1996-11-26
  • S63 Uniform Securities Agent State Law Examination
    1996-11-26
  • S65 Uniform Investment Adviser Law Examination
    1996-11-26

View on SEC IAPD

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