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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-10-21 |
| TX | RA | APPROVED_RES | 2022-10-17 |
Branch Locations
1501 N University Avenue Suite 900, Little Rock, AR 72207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Little Rock | AR | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 10/2022 | Present |
THE MSGR HEBERT ENDOWMENT FUND; INV RELATED; LITTLE ROCK, AR; BOARD OF TRUSTEES; PROVIDES NEEDS-BASED SCHOLARSHIPS, STAFF BONUSES & SCHOLARSHIPS FOR TEACHERS; START: 2/1/18; 1 HR/MO; 1 DURING TRADING; DUTIES: ATTEND MEETINGS, DISCUSS INVESTMENTS & EXEPENDITURES OF ENDOWMENT ASSETS. WCM MANAGEMENT, LLC, INVT RELATED, LITTLE ROCK, AR, 100% OWNERSHIP, START DATE 9/19/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-29 |
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