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Amy L Kelly

Wells Fargo Clearing Services, LLC

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-03-11
TX RA APPROVED 2025-03-11
  • MI RA
    APPROVED
    Since 2025-03-11
  • TX RA
    APPROVED
    Since 2025-03-11

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham MI 06/2009 03/2025
Wells Fargo Clearing Services, Llc Birmingham MI 03/2025 Present
Previous Registrations
  • 2009-06-01 → 2025-03-28
    Morgan Stanley
    Birmingham, MI
  • 2009-03-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S66 Uniform Combined State Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19
Other Names
  • Amy L Licavoli
  • Amy Lynn Licavoli
  • Amy Lynn Kelly
  • Amy Kelly

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RISK PARADIGM GROUP, LLC
INNOVIA WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TOWNSEND STREET CAPITAL MANAGEMENT
VALSTONE PARTNERS VI
ROCKEFELLER FINANCIAL LLC

Other Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH
Akinwale Adebayo
Maxwell James Hunt
Scott Schramm
John Lockwood
Jared M. Rhein

Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI
VALSTONE PARTNERS VI · BIRMINGHAM, MI

More in Birmingham, MI

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