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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-13 |
| NV | RA | APPROVED | 2022-01-04 |
| AZ | RA | APPROVED | 2021-12-21 |
Branch Locations
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Portland | OR | 12/2002 | Present |
| Wells Fargo Advisors Llc | Portland | OR | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | OR | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; DENVER, CO; 100% OWNERSHIP; START 4/1/2002; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS HANDLED BY PROPERTY MANAGER. RENTAL PROPERTY, INV RELATED, PHOENIX, AZ, 100% OWNERSHIP, START 5/31/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-07 |
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