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Brian Marshall Kamin

Ubs Financial Services Inc.

St Paul, MN

Naples, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-05-16
TX RA APPROVED_RES 2015-08-28
MN RA APPROVED 2014-02-04
  • FL RA
    APPROVED
    Since 2019-05-16
  • TX RA
    APPROVED_RES
    Since 2015-08-28
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

444 Cedar St, St Paul, MN 55101-2108 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St Paul MN 08/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-30
S63 Uniform Securities Agent State Law Examination 1996-10-23
  • S65 Uniform Investment Adviser Law Examination
    1996-10-30
  • S63 Uniform Securities Agent State Law Examination
    1996-10-23

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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