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Brent Michael Flading

Wells Fargo Clearing Services, LLC

Tucson, AZ

Show Low, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-12-14
TX RA APPROVED 2021-11-30
  • AZ RA
    APPROVED
    Since 2021-12-14
  • TX RA
    APPROVED
    Since 2021-11-30

Branch Locations

4051 E Sunrise Dr Ste 200, Tucson, AZ 85718 • United States

Show Low, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tucson AZ 10/2009 11/2021
Wells Fargo Clearing Services, Llc Tucson AZ 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-21
S63 Uniform Securities Agent State Law Examination 1996-11-08
  • S65 Uniform Investment Adviser Law Examination
    2003-08-21
  • S63 Uniform Securities Agent State Law Examination
    1996-11-08

View on SEC IAPD

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