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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-10-26 |
Branch Locations
1910 Towne Centre Blvd Ste 250, Annapolis, MD 21401-3598 • United States
1122 Kenilworth Dr, Ste 305, Towson, MD 21204 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-05-04 |
Branch Locations
1910 Towne Centre Blvd Ste 250, Annapolis, MD 21401 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
709 Childs Point Rd, Annapolis, MD 21401 • United States
1122 Kenilworth Dr, Suite 305, Towson, MD 21204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Young And Company | Lutherville | MD | 08/1998 | Present |
| Independent Insurance Agent | Annapolis | MD | 01/1996 | Present |
| Lpl Financial Llc | Annapolis | MD | 05/2012 | Present |
| Private Advisor Group, Llc | Annapolis | MD | 05/2012 | Present |
1. 09/25/2012 - PRIVATE ADVISORS GROUP, LLC - INV REL - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - 40% TIME SPENT - REGISTERED INVESTMENT ADVISOR 2. 2/15/2018 - Private Advisor Group - DBA: (Hybrid) Finance Forward LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/01/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/20/2019 - FinanceForward, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2017 - 240 Hours Per Month/8 Hours During Securities Trading. 4. 11/6/2020 - Joseph Klein Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 12/21/2021 - Private Advisor Group, LLC - DBA: Finance Forward, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 40 Hours Per Month/35 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, LLC, DBA Finance Forward, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 03/07/2022 - Finance Forward Associates, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/01/2021 - 10 Hours Per Month/2 Hours During Securities Trading. 7. 02/13/2023 - The Plan Advocate - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 5 Hours Per month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-19 |
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