Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-10-26
  • MD RA
    APPROVED
    Since 2022-10-26

Branch Locations

1910 Towne Centre Blvd Ste 250, Annapolis, MD 21401-3598 • United States

1122 Kenilworth Dr, Ste 305, Towson, MD 21204 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-05-04
  • MD RA
    APPROVED
    Since 2012-05-04

Branch Locations

1910 Towne Centre Blvd Ste 250, Annapolis, MD 21401 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

709 Childs Point Rd, Annapolis, MD 21401 • United States

1122 Kenilworth Dr, Suite 305, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Young And Company Lutherville MD 08/1998 Present
Independent Insurance Agent Annapolis MD 01/1996 Present
Lpl Financial Llc Annapolis MD 05/2012 Present
Private Advisor Group, Llc Annapolis MD 05/2012 Present
  • 08/1998 → Present
    Young And Company
    Lutherville, MD
  • 01/1996 → Present
    Independent Insurance Agent
    Annapolis, MD
  • 05/2012 → Present
    Annapolis, MD
  • 05/2012 → Present
    Annapolis, MD
Previous Registrations
Other Businesses

1. 09/25/2012 - PRIVATE ADVISORS GROUP, LLC - INV REL - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - 40% TIME SPENT - REGISTERED INVESTMENT ADVISOR 2. 2/15/2018 - Private Advisor Group - DBA: (Hybrid) Finance Forward LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/01/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/20/2019 - FinanceForward, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2017 - 240 Hours Per Month/8 Hours During Securities Trading. 4. 11/6/2020 - Joseph Klein Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 12/21/2021 - Private Advisor Group, LLC - DBA: Finance Forward, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2019 - 40 Hours Per Month/35 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, LLC, DBA Finance Forward, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 03/07/2022 - Finance Forward Associates, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/01/2021 - 10 Hours Per Month/2 Hours During Securities Trading. 7. 02/13/2023 - The Plan Advocate - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2023 - 5 Hours Per month/5 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-24
S65 Uniform Investment Adviser Law Examination 1997-09-19
  • S63 Uniform Securities Agent State Law Examination
    1998-04-24
  • S65 Uniform Investment Adviser Law Examination
    1997-09-19
Designations
Other Names
  • Elaine Marie Mueller
  • Elaine Marie Shanley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor