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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
TX RA APPROVED_RES 1998-06-01
  • LA RA
    APPROVED
    Since 2015-12-22
  • TX RA
    APPROVED_RES
    Since 1998-06-01

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 09/1996 Present
Bank Of America, N.A. Monroe LA 12/2009 Present
Other Businesses

I*3017264, Entity Type: nonprofit , Name of OBA: BOOZEFIGHTERS MOTORCYCLE CLUB, INC., Address: Fort Worth, Texas, 76140, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 12/10/2025, No Hours: 360 Yearly, No Hours during Trading: 0 Yearly, Duties: I was nominated and elected to serve as the Chapter Secretary-Treasurer for my local chapter of 8 members. My duties are limited to this chapter and include: maintaining a dedicated checking account, collecting annual dues, processing properly approved reimbursements and expenditures solely for legitimate chapter purposes, remitting required national organization contributions, monitoring activity, and providing monthly financial reports to chapter members. All funds are handled with open disclosure and monitored by two active members other than myself. The organization is international, but my role and responsibilities are confined exclusively to my small local chapter. No commercial activity is involved. A nonprofit fraternal association dedicated to motorcycle enthusiasts who appreciate recreational riding and fostering camaraderie through shared experiences.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-16
S63 Uniform Securities Agent State Law Examination 1996-11-18
  • S65 Uniform Investment Adviser Law Examination
    1996-12-16
  • S63 Uniform Securities Agent State Law Examination
    1996-11-18
Other Names
  • Bob Prestridge
  • Robert L Prestridge

View on SEC IAPD

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