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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED_RES | 1998-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 09/1996 | Present |
| Bank Of America, N.A. | Monroe | LA | 12/2009 | Present |
I*3017264, Entity Type: nonprofit , Name of OBA: BOOZEFIGHTERS MOTORCYCLE CLUB, INC., Address: Fort Worth, Texas, 76140, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 12/10/2025, No Hours: 360 Yearly, No Hours during Trading: 0 Yearly, Duties: I was nominated and elected to serve as the Chapter Secretary-Treasurer for my local chapter of 8 members. My duties are limited to this chapter and include: maintaining a dedicated checking account, collecting annual dues, processing properly approved reimbursements and expenditures solely for legitimate chapter purposes, remitting required national organization contributions, monitoring activity, and providing monthly financial reports to chapter members. All funds are handled with open disclosure and monitored by two active members other than myself. The organization is international, but my role and responsibilities are confined exclusively to my small local chapter. No commercial activity is involved. A nonprofit fraternal association dedicated to motorcycle enthusiasts who appreciate recreational riding and fostering camaraderie through shared experiences.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-18 |
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