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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-11-17 |
| SD | RA | APPROVED | 2018-11-05 |
Branch Locations
731 Saint Joseph St Ste 220, Rapid City, SD 57701 • United States
Rapid City, SD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Western Bank | Rapid City | SD | 04/2003 | 06/2018 |
| Cetera Investment Services | St. Cloud | MN | 06/2011 | 06/2017 |
| Raymond James Financial Services, Inc. | Rapid City | SD | 06/2017 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | Rapid City | SD | 06/2017 | 06/2018 |
| Ameriprise Financial Services Inc | Rapid City | SD | 09/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Rapid City | SD | 03/2020 | Present |
Business Ownership; Main Street Investments; Partner in and LLP created to manage the business expenses of our shared office. I can sign checks and contracts pertaining to the lease, equipment rentals and utilities; Partnership for the sole purpose of managing office expenses; 709 Main Street, , Rapid City, SD, 57701; Not Investment-Related; 12/01/2019; 0 hours per month; 0 during trading hours. Board of Directors; Rapid City Summer Nights, Inc; President; 2360 Deadwood AveRapid City SD 57702, ,; Not Investment-Related; 01/02/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-06 |
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