Todd Patrick Walz

Current Employers

Employment History

• 09/2006 → Present
  Raymond James & Associates
  Louisville, KY
• 01/2007 → Present
  Profit Propaganda
  Louisville, KY

Previous Registrations

• 2004-09-03 → 2006-09-12
  Morgan Keegan & Company, Llc
  Louisville, KY
  Louisville, KY
• 2004-01-08 → 2004-09-30
  Ubs Financial Services Inc.
  Louisville, KY

Other Businesses

(1)Name of Business: Happy Island Views, LLC Address: 3930 Napanee Road, Louisville, KY, 40207, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/21/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Seabreeze Sunshine LLC Address: 3930 Napanee Road, Louisville, KY, 40207, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 04/25/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as registered agent for LLC. The LLC will be owned by my wife and her sister. The LLC will be purchasing a rental property. I will have no direct ownership but will help in the administration of the LLC. (3)Name of Business: Sunshine Prperties Address: 3930 Napanee Road, Louisville, KY, 40207, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/19/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as registered agent for LLC. The LLC will be owned by my wife and her sister. The LLC will be purchasing a rental property. I will have no direct ownership but will help in the administration of the LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1997-12-12