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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Salisbury | NC | 09/1996 | 03/2017 |
| Mass Mutual | Salisbury | NC | 07/2016 | Present |
| Mml Investors Services, Llc | Salisbury | NC | 03/2017 | Present |
(1) NAME: RBBS PROPERTIES, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 9/26/2014 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0. (2) NAME: RANDOM RUBBLE INC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - RECEIVE, MANAGE, AND DISBURSE 1099 INCOME; S-CORP FOR TAX REPORTING POSITION: OWNERSHIP START: 3/13/2014 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0. (3) NAME: JOHN EUCHNER INV REL: Y ADDR: 1919 STATESVILLE BLVD, SALISBURY, NC 28144 NATURE: INDIVIDUAL LIFE POSITION: SALES START: 7/1/2016 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0. (4) NAME: RISEN WEALTH MANAGEMENT GROUP LLC INV REL: Y ADD: 1919 STATESVILLE BLVD, SALISBURY, NC 28144-2034 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 03/27/2018 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-20 |
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