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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-13 |
| CA | RA | APPROVED | 2023-08-04 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Torrance | CA | 05/2015 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 11/2019 | 06/2023 |
| Sotheby'S International Realty | Pasadena | CA | 11/2016 | 11/2019 |
| Bank Of America, N.A. | Pasadena | CA | 09/2020 | 06/2023 |
| Missionsquare Investment Services | Washington | DC | 07/2023 | Present |
| Missionsquare Retirement | Washington | DC | 07/2023 | Present |
(1) Name: Laarni N Domantay, MD, Inc. Non-investment related. Address: 191 S Buena Vista St., Burbank CA 91505. Nature of business: Medical practice/S Corp. Position: Practice Consultant; Officer: Treasurer. Start date: 01/03/2005. Number of hours per month devoted to other business: 10; during securities trading hours 0. Duties: family-held business, part-time involvement, provide overall guidance with practice-related issues, assist with payroll and benefits, assist with annual budgeting and forecasting. (2) Name: Rental real estate. Non-investment related. Address: Pasadena, CA. Nature of business: Rental property. Position: Owner. Start Date: 1/1/2023. Number of hours per month devoted to other business: 10; during securities trading hours 0. Duties: Maintaining rental property; finding tenants; collecting rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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