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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-09 |
| CT | RA | APPROVED | 2014-12-05 |
Branch Locations
86 Denison Ave Ste 1, Mystic, CT 06355 • United States
Stonington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | Present |
INCLUSION, A SYLVESTRE FOUNDATION; NOT INV. RELATED; PAWCATUCK, CT; FINANCE COMMITTEE; START DATE 2/2018; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES REVIEWING FINANCIALS/BUDGET OF THE ORGANIZATION. 101 WEST BROAD STREET, LLC; NOT INVESTMENT RELATED; PAWCATUCK, CT; 100% OWNERSHIP WITH SPOUSE; START DATE 01/05/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; MEMBER OF ESTATE PLANNING LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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