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Winston Chen

Westlake Wealth Management LLC

Seattle, WA

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Current Employers
Westlake Wealth Management Llc

600 Stewart Street Suite 400, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
OR RA APP_PEND_IARCE 2026-01-01
WA RA APPROVED 2020-07-20
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OR RA
    APP_PEND_IARCE
    Since 2026-01-01
  • WA RA
    APPROVED
    Since 2020-07-20

Branch Locations

600 Stewart Street Suite 400, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apic San Francisco CA 06/2014 12/2022
Westlake Wealth Management Llc Seattle WA 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-30
S66 Uniform Combined State Law Examination 2008-02-08
  • S65 Uniform Investment Adviser Law Examination
    2020-05-30
  • S66 Uniform Combined State Law Examination
    2008-02-08
Other Names
  • Winston David Chen
  • Winston D Chen

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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