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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2015-11-02 |
Branch Locations
275 Promenade Street Suite 300, Providence, RI 02908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2014 | Present |
| Northwestern Mutual Investment Services Llc | Providence | RI | 03/2015 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) SELF EMPLOYED, AUTHOR , NON PROFIT, AUTHOR, START DATE: 3/29/2002, AUTHOR 3) FOUNDER/CHAIRMAN, GLOBAL FELLOWS IN COURAGE, 241 CHANNEL VW, WARWICK, , RHODE ISLAND, 02889, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/1/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, FOUNDER, CHAIRMAN. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 2011-11-16 |
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