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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| AR | RA | APPROVED | 2017-11-29 |
Branch Locations
1325 Harrison Street, Batesville, AR 72501 • United States
1401 Harrison St, Batesville, AR 72501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Batesville | AR | 09/2015 | 11/2017 |
| Lpl Financial Llc | Batesville | AR | 11/2017 | Present |
1. 11/29/2017 - First Community Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date 2007 - 100% Time Spent. 2. 11/29/2017 - First Community Bank of Batesville - Not Investment Related - Outside/W-2 Employment - Financial Advisor - First Community Bank of Batesville; Financial Advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-21 |
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