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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-12-15 |
Branch Locations
1608 W 5Th Street Suite 320, Austin, TX 78703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Austin | TX | 12/2005 | Present |
(1)KLRU-TV, AUSTIN PBS, BOARD MEMBER, DEVOTE APPROX 8 HRS PER MONTH, NONE DURING BSNS HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-11 |
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