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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-16 |
Branch Locations
4900 Spicewood Springs Road Suite 300, Austin, TX 78759 • United States
4800 Bee Caves Road, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Texas | Austin | TX | 06/2001 | Present |
| Per Stirling Capital Management | Austin | TX | 06/2015 | Present |
| House Of The Lord Fellowship Church | Round Rock | TX | 01/2026 | Present |
1. THE UNIVERSITY OF TEXAS AT AUSTIN; NON-INVESTMENT RELATED; 101 E 27TH ST AUSTIN, TX 78712; NATURE OF BUSINESS: TEACHING; POSITION: TEACHER OF THE CFP CAPSTONE CLASS; DUTIES: TEACHING STUDENTS ABOUT THE FINANCIAL PLANNING PROCESS AND HOW TO ANALYSE DATA; START DATE: JANUARY 2004; NUMBER OF HOURS: APPROXIMATELY 3-5 HOURS PER WEEK DURING TRADING HOURS AND APPROXIMATELY 3- 6 HOURS A WEEK TOTAL. 2. ALM, GLOBAL LLC; NON-INVESTMENT RELATED; 150 E. 42ND ST MEZZANINE LEVEL NEW YORK, NY 10017; NAUTRE OF BUSINESS: TEXTBOOK AUTHOR; POSITION: AUTHOR; DUTIES: UPDATE THE TOOLS AND TECHNIQUES OF INSURANCE PLANNING AND RISK MANAGEMENT 5TH EDITION; START DATE: 6/7/2022; NUMBER OF HOURS PER MONTH: 10 HOURS NOT DURING TRADING HOURS 3. HOUSE OF THE LORD FELLOWSHIP CHURCH; NON-INVESTMENT RELATED; 2201 S MAYS ST ROUND ROCK, TX, 78664; RELIGIOUS ORGANIZATION; CO-PASTOR; START DATE: 1/1/2026; NUMBER OF HOURS: 26 HOURS PER MONTH NOT DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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