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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-23 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Great Neck | NY | 06/2017 | 10/2017 |
| Sgim Inc. | New York | NY | 12/2017 | 03/2020 |
| Fisher Investments | Great Neck | NY | 04/2020 | 11/2020 |
| Strategic Wealth Management Solutions | New York | NY | 03/2022 | 12/2022 |
| Equitable Financial Life Insurance | New York | NY | 01/2023 | 04/2023 |
| Unemployed | New York | NY | 08/2021 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2023 | 12/2024 |
| Bank Of America, N.A. | New York | NY | 06/2023 | 12/2024 |
| The Vanguard Group, Inc. | Malvern | PA | 01/2025 | Present |
| Fisher Investments | Detroit | MI | 12/2020 | 01/2021 |
| Fisher Investments | New York | NY | 01/2021 | 07/2021 |
| Fisher Investments | Englewood | NJ | 07/2016 | 06/2017 |
| Vanguard Marketing Corporation | Malvern | PA | 01/2025 | Present |
| Vanguard Advisers, Inc. | Malvern | PA | 01/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MALVERN, PA NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 12/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
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