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Michael Lonny Berling

Mml Investors Services, LLC

New London, CT

Westerly, RI

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-30
TX RA APPROVED_RES 2017-05-05
CT RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

3 Shaw'S Cove Suite 204, New London, CT 06320 • United States

Westerly, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Co Trumbull CT 03/2002 03/2017
Metlife Securities, Inc. Trumbull CT 03/2002 03/2017
Massmutual Life Insurance Co New London CT 07/2016 Present
Mml Investors Services, Llc New London CT 03/2017 Present
  • 03/2002 → 03/2017
    Metropolitan Life Insurance Co
    Trumbull, CT
  • 03/2002 → 03/2017
    Metlife Securities, Inc.
    Trumbull, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    New London, CT
  • 03/2017 → Present
    Mml Investors Services, Llc
    New London, CT
Previous Registrations
Other Businesses

Berling & Associates Managing Partner/Owner - from business address 40 security hours and 0 non security hours - since 06/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-15
S65 Uniform Investment Adviser Law Examination 1996-10-15
  • S63 Uniform Securities Agent State Law Examination
    1996-10-15
  • S65 Uniform Investment Adviser Law Examination
    1996-10-15

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · New London, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ew London, CT
LPL FINANCIAL LLC · NEW LONDON, CT
COMMONWEALTH FINANCIAL NETWORK · NEW LONDON, CT
PFS INVESTMENTS INC. · NEW LONDON, CT
LPL FINANCIAL LLC · GROTON, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · Ne London, CT
FIRST COMMAND ADVISORY SERVICES · New London, CT

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