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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-05-30 |
| TX | RA | APPROVED_RES | 2017-05-05 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
3 Shaw'S Cove Suite 204, New London, CT 06320 • United States
Westerly, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Co | Trumbull | CT | 03/2002 | 03/2017 |
| Metlife Securities, Inc. | Trumbull | CT | 03/2002 | 03/2017 |
| Massmutual Life Insurance Co | New London | CT | 07/2016 | Present |
| Mml Investors Services, Llc | New London | CT | 03/2017 | Present |
Berling & Associates Managing Partner/Owner - from business address 40 security hours and 0 non security hours - since 06/2016
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-15 |
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