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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-08-20 |
Branch Locations
800 Green Valley Road Suite 300, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | High Point | NC | 04/2017 | 01/2019 |
| Cali Pearl Corporation | Greensboro | NC | 08/2015 | 03/2017 |
| American Insurance Organization | Philadelphia | PA | 04/2019 | 08/2019 |
| Oppenheimer & Co. Inc. | Greensboro | NC | 08/2019 | Present |
1. PERFORM DUTIES AS NOTARY PUBLIC FOR OPPENHEIMER & CO INC. DURING REGULAR BUSINESS HOURS OF 9AM-5PM. DUTIES PERFORMED AT MY WORK LOCATION. 2. TUESDAY NOVEMBER 3, 2020 - POL WORKER FOR 2020 GENERAL ELECTION. PRECINCT G64, GULIFORD BAPTIST CHURCH, 1015 W MARKET STREET, GREENSBORO, NC 5:30AM - 8:00PM - NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-25 |
| S65 | Uniform Investment Adviser Law Examination | 2006-07-07 |
| S66 | Uniform Combined State Law Examination | 2000-02-10 |
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