Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-16 |
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
333 S. Anita Drive-Suite 700, Orange, CA 92868 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Orange Capital Management | Orange | CA | 03/1997 | Present |
| First Allied Securities, Inc. | Orange | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc | Orange | CA | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Orange | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. FRISCO ESCUDERO; AGENT; INSURANCE; START DATE 02/05/2008 2. ORANGE CAPITAL MANAGEMENT, INC.; DBA Registered Representative STARTED 05/30/2008. 3. RETIREMENT PLANNING TODAY BY FINANCIAL EDUCATORS NETWORK; FINANCIAL ADVISOR; EDUCATION/TEACHING; START DATE: 9/26/2019; 24 HOURS PER MONTH; 4. NAME OF OTHER BUSINESS: ADVANCED TIME SEGMENTATION (ATS); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOFTWARE; START DATE: 10/2009; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: PROVIDE COACHING ON FINANCIAL PLANNING SOFTWARE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-22 |
Reach out to this advisor