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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-02-11
MO RA APPROVED 2020-02-03
  • IL RA
    APPROVED
    Since 2020-02-11
  • MO RA
    APPROVED
    Since 2020-02-03

Branch Locations

12312 Olive Boulevard Suite 265, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc St. Louis MO 01/2012 08/2019
Tiaa St. Louis MO 01/2012 08/2019
The Prudential Insurance Company Of America St Louis MO 12/2019 01/2020
Pruco Securities Llc St. Louis MO 12/2019 01/2020
Unemployed Lake St Louis MO 08/2019 11/2019
Valic Financial Advisors, Inc. St. Louis MO 02/2020 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-02
S63 Uniform Securities Agent State Law Examination 1996-11-06
  • S66 Uniform Combined State Law Examination
    2009-01-02
  • S63 Uniform Securities Agent State Law Examination
    1996-11-06
Other Names
  • David Edward Ernst
  • David Ernst

View on SEC IAPD

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