Christopher Jon Swenson

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial Llc
  Des Peres, MO
• 07/2013 → Present
  Cornerstone Wealth Management, Llc
  Des Peres, MO

Previous Registrations

• 1999-02-11 → 2013-07-30
  Edward Jones
  St Louis, MO

Other Businesses

1. 05/20/2013 - Cornerstone Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 50%TIME SPENT 2. 05/20/2015 - SWENSON INVESTMENTS LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - 13358 MANCHESTER ROAD - SUITE 200, DES PERES, MO 63131 - START 07/15/2013 - 1 HR/MO DURING SECS TRDG HRS 3. 02/01/2016 - Cornerstone Wealth Management LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) CORNERSTONE WEALTH MANAGEMENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 40% OF TIME SPENT - DES PERES, MO 4. 4/30/2018 - Captain Asset Management LLC - Not Investment Related - 416 Elm Street, Washington, MO 63090 - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 80 Hour(s) Per Month/80 Hour(s) During Trading. 5. 6/28/2018 - Cornerstone Wealth Management - DBA: Steamboat Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/08/2018 - 40 Hours Per Month/40 Hours During Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity on 6/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/1/2018 - Steamboat Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/02/2018 - 80 Hours Per Month/80 Hours During Securities Trading. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 40 Hours Per Month/40 Hours During Securities Trading 8. 2/23/2023 - Brokers Service Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/06/2023 - 4 Hours Per Month/4 Hours During Securities Trading 9) 03/28/2025 - Swenfelders LLC - Investment Related - Oxford MS - Real Estate Rental - Start Date:02/14/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-06

Designations

Other Names

• Chris Swenson