Brian Thomas Rosenbaum

Current Employers

Employment History

• 05/2002 → 02/2021
  Penn Mutual Life Ins Co
  Towson, MD
• 05/2002 → 11/2021
  Hornor Townsend And Kent, Inc
  Towson, MD
• 11/2021 → Present
  Kestra Investment Services Llc
  Lutherville, MD
• 11/2021 → Present
  Kestra Advisory Services Llc
  Lutherville, MD

Previous Registrations

• 2002-08-07 → 2021-11-17
  Hornor, Townsend & Kent, Llc
  Towson, MD
  Towson, MD
  Lutherville, MD
  Conshohocken, PA

Other Businesses

NAME: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/16/2021 ADDRESS: 5707 Southwest Parkway, Building 2 suite 400, Austin TX 78735, United States DESCRIPTION: Financial professional servicing clients with standard and customary insurance, advisory and brokerage related services. NAME: VERO ADVISORY POSITION: President and CEO NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2025 ADDRESS: 2330 W Joppa Rd, Suite 195, Lutherville MD 21093, United States DESCRIPTION: Financial advisor, President and CEO of the organization. Manages - HR, Employee Compensation and Benefits, Financial Planning, Financial Advising, financial brokerage work. fixed product sales, client relationships, centers of influence relationships, book keep and accounting for the practice, licensing and registrations, career planning for employees, business development, recruiting and generally is in charge of any of the business aspects of or financial planning and wealth advisory company. To be clear- we are hoping to shift from Melnick Rosenbaum Wealth Management," our current operating DBA to "Vero Advisory." We have not yet made any efforts beyond securing a URL. This submission is the first step in this journey.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-15
• S63 Uniform Securities Agent State Law Examination
  1999-09-22

Designations