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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | Seattle | WA | 12/2014 | 08/2019 |
| Bny Mellon | Seattle | WA | 12/2014 | 08/2019 |
| Citigroup | Seattle | WA | 08/2019 | 02/2023 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 07/2023 | 02/2026 |
| U.S. Bank | Seattle | WA | 03/2023 | Present |
| U.S. Bancorp Advisors, Llc | Seattle | WA | 02/2026 | Present |
1) Rental Property; Investment-Related; New Orleans, LA; Rental Property; Owner; Owner; 08/2021; 1 hours/month; 0 hours/trading; own property, receive rental income. 2) KOC LLC; Investment-related; New Orleans, LA; Rental Property; Owner and Member of LLC; 02/2025; 1 hours/month; 1hours/trading; No duties since property is managed by a property manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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