Douglas M. Holthaus

$6.87B regulatory AUM 48 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-06-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baltimore	MD	02/2014	08/2018
Bank Of America, N.A.	Baltimore	MD	03/2014	08/2018
Jpmorgan Chase Bank, N.A.	Baltimore	MD	08/2018	Present
J.P. Morgan Securities Llc	Baltimore	MD	08/2018	Present

02/2014 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
03/2014 → 08/2018

Bank Of America, N.A.

Baltimore, MD
08/2018 → Present

Jpmorgan Chase Bank, N.A.

Baltimore, MD
08/2018 → Present

J.P. Morgan Securities Llc

Baltimore, MD

2023-03-31 → 2026-06-19

J.P. Morgan Securities Llc

Baltimore, MD
2014-03-07 → 2018-08-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD
2012-09-27 → 2014-02-24

Pnc Wealth Management Llc

Bel Air, MD
2003-01-17 → 2007-06-22

Pnc Capital Advisors, Inc.

Baltimore, MD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-03-30
S66	Uniform Combined State Law Examination	2012-09-26
S63	Uniform Securities Agent State Law Examination	1998-11-14

Nearby Firms