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Catherine Lee Pfeilsticker

Empower Advisory Group, LLC

Greenwood Village, CO

Reva, VA

CRD 2793772

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-01-21
  • VA RA
    APPROVED
    Since 2017-01-21

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Reva, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Eqities Inc Greenwood Village CO 01/1995 Present
  • 01/1995 → Present
    Gwfs Eqities Inc
    Greenwood Village, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
Designations
  • Chartered Financial Consultant
Other Names
  • Catherine Lee Sawyer
  • Catherine Lee Sawyer

View on SEC IAPD

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